\u1ee6y ban ch\u1ee9ng kho\u00e1n v\u00e0 h\u1ed1i \u0111o\u00e1i c\u1ee7a Vi\u1ec7t Nam l\u00e0 c\u01a1 quan nh\u00e0 n\u01b0\u1edbc tr\u1ef1c thu\u1ed9c B\u1ed9 T\u00e0i ch\u00ednh. N\u00f3 \u0111\u01b0\u1ee3c giao nhi\u1ec7m v\u1ee5 gi\u00e1m s\u00e1t v\u00e0 \u0111i\u1ec1u ti\u1ebft th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n v\u00e0 c\u00e1c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a h\u1ecd. \u0110i\u1ec1u n\u00e0y bao g\u1ed3m m\u1ed9t lo\u1ea1t c\u00e1c bi\u1ec7n ph\u00e1p theo lu\u1eadt \u0111\u1ecbnh v\u00e0 quy \u0111\u1ecbnh, ch\u1eb3ng h\u1ea1n nh\u01b0 gi\u1edbi h\u1ea1n s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i v\u00e0 h\u1ea1n ch\u1ebf gia nh\u1eadp th\u1ecb tr\u01b0\u1eddng. Ngo\u00e0i ra c\u00f2n c\u00f3 m\u1ed9t s\u1ed1 quy t\u1eafc li\u00ean quan \u0111\u1ebfn quan h\u1ec7 \u0111\u1ed1i t\u00e1c kinh doanh, ch\u1eb3ng h\u1ea1n nh\u01b0 li\u00ean doanh. T\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c k\u1ef3 v\u1ecdng s\u1ebd \u0111\u00f3ng vai tr\u00f2 trung t\u00e2m trong vi\u1ec7c t\u1ea1o ra m\u1ed9t m\u00f4i tr\u01b0\u1eddng kinh doanh c\u1edfi m\u1edf h\u01a1n t\u1ea1i Vi\u1ec7t Nam.<\/p>\n

K\u1ec3 t\u1eeb khi th\u00e0nh l\u1eadp n\u0103m 1996, UBCKNN \u0111\u00e3 n\u1ed7 l\u1ef1c ph\u00e1t tri\u1ec3n th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n giao d\u1ecbch c\u00f4ng khai \u0111\u1ea7u ti\u00ean c\u1ee7a Vi\u1ec7t Nam. Qu\u00e1 tr\u00ecnh n\u00e0y \u0111\u01b0\u1ee3c th\u00fac \u0111\u1ea9y b\u1edfi c\u00e1c c\u1ea3i c\u00e1ch kinh t\u1ebf \u0110\u1ed5i m\u1edbi c\u1ee7a \u0111\u1ea5t n\u01b0\u1edbc. M\u1ed9t ph\u1ea7n ch\u00ednh trong c\u00e1c k\u1ebf ho\u1ea1ch c\u1ee7a SSCV bao g\u1ed3m c\u1ea3i thi\u1ec7n qu\u1ea3n l\u00fd t\u00e0i ch\u00ednh c\u1ee7a c\u00e1c DNNN, th\u00fac \u0111\u1ea9y ni\u00eam y\u1ebft c\u00f4ng khai c\u00e1c DNNN v\u00e0 t\u0103ng c\u01b0\u1eddng t\u00ednh minh b\u1ea1ch. Tuy nhi\u00ean, nh\u1eefng n\u1ed7 l\u1ef1c ban \u0111\u1ea7u c\u1ee7a SSCV \u0111\u00e3 b\u1ecb ch\u1ec9 tr\u00edch n\u1eb7ng n\u1ec1 b\u1edfi c\u1ea3 gi\u1edbi truy\u1ec1n th\u00f4ng trong v\u00e0 ngo\u00e0i n\u01b0\u1edbc.<\/p>\n

Ch\u00ednh ph\u1ee7 g\u1ea7n \u0111\u00e2y \u0111\u00e3 b\u1eaft \u0111\u1ea7u m\u1ed9t cu\u1ed9c \u0111\u00e0n \u00e1p tr\u00ean di\u1ec7n r\u1ed9ng \u0111\u1ed1i v\u1edbi c\u00e1c vi ph\u1ea1m ch\u1ee9ng kho\u00e1n. V\u00e0o th\u00e1ng 3, n\u00f3 \u0111\u00e3 c\u00f4ng b\u1ed1 m\u1ed9t n\u1ed7 l\u1ef1c ch\u1ed1ng tham nh\u0169ng t\u0103ng c\u01b0\u1eddng. \u0110\u1ed3ng th\u1eddi m\u1edf cu\u1ed9c \u0111i\u1ec1u tra to\u00e0n di\u1ec7n v\u1ec1 kinh doanh ch\u1ee9ng kho\u00e1n t\u1ea1i Vi\u1ec7t Nam, t\u1eadp trung v\u00e0o c\u00e1c h\u00e0nh \u0111\u1ed9ng c\u1ee7a c\u1ef1u Ch\u1ee7 t\u1ecbch \u1ee6y ban Ch\u1ee9ng kho\u00e1n (SEC) V\u0169 B\u1eb1ng v\u00e0 L\u00ea H\u1ea3i Tr\u00e0, c\u1ef1u \u0111\u1ea3ng vi\u00ean \u0110\u1ea3ng C\u1ed9ng s\u1ea3n Vi\u1ec7t Nam.<\/p>\n

Do nh\u1eefng c\u00e1o bu\u1ed9c n\u00e0y, \u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng \u0110\u1ea3ng \u0111\u00e3 k\u00eau g\u1ecdi thi h\u00e0nh k\u1ef7 lu\u1eadt \u0111\u1ed1i v\u1edbi nhi\u1ec1u quan ch\u1ee9c, bao g\u1ed3m Ph\u00f3 Th\u1ee7 t\u01b0\u1edbng Nguy\u1ec5n Ph\u00fa Tr\u1ecdng, B\u1ed9 T\u00e0i ch\u00ednh v\u00e0 Ch\u1ee7 t\u1ecbch SEC V\u0169 B\u1eb1ng. Ngo\u00e0i ra, B\u1ed9 \u0111\u00e3 c\u00e1ch ch\u1ee9c T\u1ed5ng gi\u00e1m \u0111\u1ed1c S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n TP.HCM (HOSE) v\u00e0 c\u00e1ch ch\u1ee9c Ch\u1ee7 t\u1ecbch S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n Nguy\u1ec5n Th\u00e0nh Long. C\u00e1c ngh\u1ecb \u0111\u1ecbnh tri\u1ec3n khai quan tr\u1ecdng kh\u00e1c v\u1eabn \u0111ang ch\u1edd x\u1eed l\u00fd.<\/p>\n

\u0110\u1ea7u th\u00e1ng n\u00e0y, ch\u00ednh ph\u1ee7 \u0111\u00e3 ra l\u1ec7nh cho S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam c\u00f4ng b\u1ed1 giao d\u1ecbch t\u1ef1 doanh c\u1ee7a c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n tr\u01b0\u1edbc ng\u00e0y 23 th\u00e1ng 5. Ch\u00ednh ph\u1ee7 c\u0169ng s\u1ebd thi\u1ebft l\u1eadp m\u1ed9t h\u1ec7 th\u1ed1ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n m\u1edbi, bao g\u1ed3m th\u00f4ng tin th\u1ecb tr\u01b0\u1eddng, thanh to\u00e1n v\u00e0 l\u01b0u k\u00fd. Trong khi vi\u1ec7c tri\u1ec3n khai h\u1ec7 th\u1ed1ng m\u1edbi v\u1eabn ch\u01b0a ch\u1eafc ch\u1eafn, ch\u00ednh ph\u1ee7 \u0111\u00e3 n\u00f3i r\u1eb1ng n\u00f3 s\u1ebd s\u1eb5n s\u00e0ng ho\u1ea1t \u0111\u1ed9ng v\u00e0o n\u0103m 2022.<\/p>\n

Trong 10 n\u0103m qua, Vi\u1ec7t Nam \u0111\u00e3 th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 c\u1ea3i c\u00e1ch quan tr\u1ecdng, ch\u1eb3ng h\u1ea1n nh\u01b0 x\u00f3a b\u1ecf gi\u1edbi h\u1ea1n s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i trong h\u1ea7u h\u1ebft c\u00e1c ng\u00e0nh c\u00f4ng nghi\u1ec7p. Nh\u1eefng thay \u0111\u1ed5i n\u00e0y d\u1ef1 ki\u1ebfn s\u1ebd th\u00fac \u0111\u1ea9y \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i v\u00e0o trong n\u01b0\u1edbc. Tuy nhi\u00ean, n\u00f3 ti\u1ebfp t\u1ee5c c\u00f3 gi\u1edbi h\u1ea1n s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i trong c\u00e1c ng\u00e0nh c\u00f4ng nghi\u1ec7p \u0111\u01b0\u1ee3c coi l\u00e0 quan tr\u1ecdng \u0111\u1ed1i v\u1edbi an ninh qu\u1ed1c gia. M\u1ed9t s\u1ed1 c\u00f4ng ty \u0111\u00e3 b\u00e1o c\u00e1o nhi\u1ec1u v\u1ea5n \u0111\u1ec1 v\u1edbi s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a ch\u00ednh ph\u1ee7 v\u00e0 gia h\u1ea1n gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u1ea7u t\u01b0 c\u1ee7a h\u1ecd. B\u00ean c\u1ea1nh \u0111\u00f3, nhi\u1ec1u nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u00e3 l\u00ean ti\u1ebfng v\u1ec1 nh\u1eefng quy \u0111\u1ecbnh thi\u1ebfu nh\u1ea5t qu\u00e1n v\u00e0 c\u00e1c quy \u0111\u1ecbnh v\u1ec1 thu\u1ebf kh\u00f4ng r\u00f5 r\u00e0ng.<\/p>\n

Vi\u1ec7t Nam \u0111\u00e3 k\u00fd k\u1ebft 67 \u0111i\u1ec1u \u01b0\u1edbc qu\u1ed1c t\u1ebf v\u00e0 song ph\u01b0\u01a1ng li\u00ean quan \u0111\u1ebfn \u0111\u1ea7u t\u01b0. N\u00f3 \u0111\u00e3 k\u00fd 26 hi\u1ec7p \u01b0\u1edbc v\u1edbi c\u00e1c qu\u1ed1c gia m\u00e0 n\u00f3 c\u00f3 hi\u1ec7p \u0111\u1ecbnh th\u01b0\u01a1ng m\u1ea1i t\u1ef1 do. H\u1ea7u h\u1ebft c\u00e1c hi\u1ec7p \u01b0\u1edbc n\u00e0y \u0111\u1ec1u c\u00f3 c\u00e1c \u0111i\u1ec1u kho\u1ea3n v\u1ec1 Gi\u1ea3i quy\u1ebft tranh ch\u1ea5p gi\u1eefa nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 nh\u00e0 n\u01b0\u1edbc. \u0110\u1ed1i v\u1edbi m\u1ed9t s\u1ed1 trong s\u1ed1 n\u00e0y, ch\u00ednh ph\u1ee7 s\u1ebd c\u00f4ng nh\u1eadn ph\u00e1n quy\u1ebft tr\u1ecdng t\u00e0i \u1edf Vi\u1ec7t Nam, m\u1eb7c d\u00f9 ch\u00ednh ph\u1ee7 c\u00f3 th\u1ec3 b\u00e1c b\u1ecf ph\u00e1n quy\u1ebft \u0111\u00f3 n\u1ebfu ph\u00e1n quy\u1ebft \u0111\u00f3 m\u00e2u thu\u1eabn v\u1edbi c\u00e1c nguy\u00ean t\u1eafc c\u01a1 b\u1ea3n c\u1ee7a lu\u1eadt ph\u00e1p qu\u1ed1c gia.<\/p>\n

Ch\u00ednh ph\u1ee7 c\u0169ng \u0111ang th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 c\u1ea3i c\u00e1ch kinh t\u1ebf, bao g\u1ed3m c\u1ea3 vi\u1ec7c lo\u1ea1i b\u1ecf gi\u1edbi h\u1ea1n s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i trong l\u0129nh v\u1ef1c thanh to\u00e1n \u0111i\u1ec7n t\u1eed. Ngo\u00e0i ra, ch\u00ednh ph\u1ee7 \u0111ang l\u00e0m vi\u1ec7c \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o r\u1eb1ng c\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 bao g\u1ed3m b\u1ea3o v\u1ec7 m\u00f4i tr\u01b0\u1eddng. Theo chi\u1ebfn l\u01b0\u1ee3c kinh t\u1ebf 10 n\u0103m, ch\u00ednh ph\u1ee7 \u0111ang h\u01b0\u1edbng t\u1edbi vi\u1ec7c chuy\u1ec3n c\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i sang c\u00e1c ng\u00e0nh c\u00f4ng nghi\u1ec7p c\u00f4ng ngh\u1ec7 cao.<\/p>\n","protected":false},"excerpt":{"rendered":"

\u1ee6y ban ch\u1ee9ng kho\u00e1n v\u00e0 h\u1ed1i \u0111o\u00e1i c\u1ee7a Vi\u1ec7t Nam l\u00e0 c\u01a1 quan nh\u00e0 n\u01b0\u1edbc tr\u1ef1c thu\u1ed9c B\u1ed9 T\u00e0i ch\u00ednh. N\u00f3 \u0111\u01b0\u1ee3c giao nhi\u1ec7m v\u1ee5 gi\u00e1m s\u00e1t v\u00e0 \u0111i\u1ec1u ti\u1ebft th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n v\u00e0 c\u00e1c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a h\u1ecd. \u0110i\u1ec1u n\u00e0y bao g\u1ed3m m\u1ed9t lo\u1ea1t c\u00e1c bi\u1ec7n ph\u00e1p theo[…]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"_links":{"self":[{"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/posts\/22"}],"collection":[{"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/comments?post=22"}],"version-history":[{"count":1,"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/posts\/22\/revisions"}],"predecessor-version":[{"id":24,"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/posts\/22\/revisions\/24"}],"wp:attachment":[{"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/media?parent=22"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/categories?post=22"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/mortagebrokersconquitiarn.com\/wp-json\/wp\/v2\/tags?post=22"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}